Chinese Herbal Slices Specification: Raw vs Processed Materials for Bulk Buyers

A Chinese herbal slices specification should define more than the herb name. Buyers should confirm the botanical source, plant part, processing status, finished form, cut dimensions and packaging. The specification should also state the required finished-batch COA and traceability information. Cleaning, cutting or further processing can turn the same botanical material into a different purchasing item.

Specify the Finished Material, Not Just the Herb Name

Terms such as raw, cleaned, cut and processed should be defined before an RFQ becomes a purchase order.

A complete specification should normally identify:

  • English product name
  • Chinese name or pinyin, where relevant
  • Botanical name
  • Plant part
  • Raw, cleaned, cut or processed status
  • Exact processing method, where applicable
  • Finished form and cut style
  • Dimensions or approved sample reference
  • Packaging
  • Finished-batch documentation

If the purchase order lists only the herb name, the finished form remains open to supplier interpretation. Define the processing status, form and dimensions before order confirmation.

For the broader supplier, sample and shipment review process, see the Bulk Chinese Herbs Sourcing Checklist.

Raw Material, Cleaned Material, Cut Material and Processed Decoction Pieces

Chinese herbal slices can be supplied in several commercial states. In technical and Chinese regulatory contexts, they are also often called Chinese herbal decoction pieces.

These states should be treated as separate specifications where they affect the material being purchased.

Product StateWhat Has Physically HappenedWhat the Buyer Should SpecifySeparate Commercial Specification?
Dried raw materialDried source material, potentially whole or naturally fragmentedBotanical identity, plant part, origin, dried state and cleaning requirementYes
Cleaned materialForeign material or non-required plant portions have been removedCleaning scope, foreign-matter requirement and whole/cut formUsually
Cut or sliced materialMaterial has been cut, sliced or segmented and driedCut style, dimensions, broken pieces, fines, moisture and approved sampleYes
Processed decoction pieceMaterial has undergone a named processing operationExact method, auxiliary material where applicable, finished form and applicable specificationYes
PowderMaterial has been size-reducedIdentity method, particle size or mesh and batch specificationYes
ExtractMaterial has been extracted and concentrated or driedExtraction process, ratio or equivalent specification, marker/fingerprint and carrier status where relevantYes
Chinese herbal material states from dried raw material to cleaned cut and processed forms

“Raw” should not be interpreted as field-fresh, unwashed or completely untreated. A raw herbal material may already have undergone drying and primary post-harvest handling.

Likewise, “processed” is too broad to stand alone in a purchase specification. It may refer to cleaning and cutting, or to a specific additional processing method.

For available supply forms, see Chinese Herbal Slices.

Processing Terms Buyers Need to Understand

Chinese processing terms do not always have one direct English manufacturing equivalent. Buyers should focus on what was actually done to the materia

TermBuyer-Facing MeaningWhat Should Be SpecifiedWhy the Term Alone Is Not Enough
Sheng / 生Raw or non-specially-processed formPhysical form, cleaning status and cut status“Raw” does not automatically mean whole, unwashed or uncut
Jingzhi / 净制CleanedCleaning scope and foreign-matter requirementCleaning procedures can vary by product
Qiezhi / 切制Cut or slicedCut style, dimensions, broken pieces and finesIt identifies cutting, not the complete product specification
Paozhi / 炮制Processed or preparedExact processing method and finished formIt describes a broad processing category
Chao / 炒Stir-friedNamed method and approved finished appearanceColour alone does not define the process
Mi Zhi / 蜜炙Honey-processedProcessing status and auxiliary-material declarationThe auxiliary material becomes part of the processing specification
Jiu Zhi / 酒炙Wine-processedProcessing status and auxiliary-material declarationThe exact requirement may depend on the product or buyer specification
Cu Zhi / 醋炙Vinegar-processedProcessing status and auxiliary-material declaration“Vinegar-processed” alone may not define every required parameter
Chinese herb processing terms translated into purchase specification requirements

Other herb-specific processes may include steaming, boiling, salt processing or carbonizing. Where relevant, the purchase specification should name the exact process instead of using only the word “processed.”

For a processed material, specify:

  • Processing method
  • Auxiliary material, where applicable
  • Finished form
  • Applicable pharmacopoeial or buyer specification
  • Required batch documentation

A high-level overview of Aile Herb’s processing workflow is available under Processing Equipment & Workflow.

Make Processing Status Part of Product Identity

Botanical identity may remain the same while the commercial product changes after cutting or processing.

A practical purchase-order naming structure is:

Product name / Chinese name or pinyin / botanical name / plant part / processing status / processing method / finished form / cut specification / batch-document requirements

For example:

Codonopsis (Dang Shen) Root Slices / accepted botanical source as specified / dried root / cleaned and sliced / no auxiliary-material processing / round slices / buyer-defined dimensions / finished-batch COA required

This is an example of purchase-order structure, not a universal Codonopsis specification.

The principle is simple: botanical identity identifies the material, while processing status and finished form identify what the buyer is actually ordering.

Batch Traceability From Raw Material to Finished Product

The finished product should remain traceable to its incoming material and processing history.

A practical traceability chain is:

Raw Material Batch

Receiving and Identity Verification

Approved Processing Instruction

Finished Herbal Slice Batch

Finished-Batch QC and COA

Packing Label

Shipment

The following information should remain traceable through this chain:

  • Commercial product name
  • Botanical name
  • Plant part
  • Origin, where required
  • Incoming raw-material lot
  • Finished-product batch
  • Processing method
  • Auxiliary material, where applicable
  • Finished form
  • Packing label
  • Finished-batch COA

The raw-material batch number and finished-product batch number do not need to be identical. They need a documented traceability link.

Some information may legitimately change during processing, including:

  • Finished product name
  • Finished-batch number
  • Physical form
  • Cut style
  • Dimensions
  • Appearance
  • Moisture
  • Finished-batch test results

A raw-material report can support incoming-material history, but it should not automatically be treated as the COA for the finished processed batch.

For routine B2B orders, request the minimum sufficient evidence needed for QA and contractual review. This will commonly include:

  • Finished-product specification
  • Finished-batch COA
  • Packing label and batch number
  • Processing declaration, where relevant
  • Approved sample for custom-cut or appearance-sensitive orders
Batch traceability workflow from Chinese herbal raw material to finished batch COA and shipment

Complete batch manufacturing records, supplier qualification files and raw-material receiving records are normally internal documents. They may become relevant during qualified audits or higher-risk programmes, but they are not routine shipment documents.

Specify Cut, Form, Dimensions and Appearance

Physical specifications should be measurable wherever they affect purchasing acceptance.

Specification FieldBuyer-Defined RequirementEvidence or MeasurementRisk If Undefined
Product form[Whole / Slice / Segment / Powder / Other]Visual inspection and specificationWrong physical form supplied
Cut style[Buyer-defined cut style]Approved sample or photosSample-to-bulk mismatch
Diameter[Buyer-defined range]Caliper measurement where relevantInconsistent processing or packing
Thickness[Buyer-defined range]Caliper or micrometerInconsistent downstream use
Length[Buyer-defined range]Measurement against specificationIrregular finished material
Broken pieces[Maximum agreed percentage]Representative lot inspectionYield and appearance disputes
Dust and fines[Maximum agreed percentage]Sieving or agreed inspection methodHandling and packing issues
Foreign matter[Applicable requirement]Visual inspection or applicable testUnwanted material in the batch
Appearance[Approved range or reference sample]Sample comparisonSubjective acceptance disputes
Moisture[Applicable requirement]COA or agreed test methodStorage and microbial risk
Approved sample[Reference sample / approved image set]Sample-to-bulk comparisonNo clear physical acceptance reference
Chinese herbal slices measured for cut style diameter thickness and buyer-defined specifications

Supplier grade names such as “Grade I,” “Selected Grade” or “Premium Grade” should be converted into measurable criteria before order confirmation.

Colour can be included as part of an approved appearance range, but colour alone should not be used to prove processing history or compliance.

For buyer-defined dimensions, see Aile Herb’s Custom Cutting service.

What Documents Should Match the Finished Batch?

Different documents serve different purposes. Buyers do not need every internal factory record for every shipment.

DocumentTypical Buyer UseUsually Supplied?Important Limitation
Finished-product specificationDefines what is being purchasedYesMust be agreed before production or shipment
Finished-batch COAShows release results for the supplied lotYesMust match the finished batch
Packing labelLinks physical goods to the batchYesBatch information should match the COA
Processing declarationConfirms processing status and methodWhere relevantDoes not replace test evidence
Approved sampleControls physical appearance and cutCommon for custom specificationsDoes not replace laboratory testing
Origin declarationSupports origin claimsWhere requiredOrigin alone does not prove identity or compliance
Batch photosSupports visual reviewOften availablePhotos do not prove processing method or contaminant status
Third-party test reportProvides external laboratory evidenceBuyer- or market-dependentMust match the relevant batch and test scope
Raw-material COASupports incoming-material historyBuyer-dependentNot a substitute for finished-batch evidence
Raw-material receiving recordSupports internal traceabilityUsually internalA summary or audit review may be more appropriate
Full batch processing recordDetailed production historyUsually internalNormally reviewed during qualified audits rather than routine shipment
Finished product specification COA packing label and approved sample matched by herbal batch number

Raw-Material Reports vs Finished-Batch Reports

For that reason, a raw-material report should not automatically be represented as the finished-product COA.

Processing can change the finished product’s form, moisture, batch identity and other release characteristics.

This does not mean every test must be repeated after every processing operation. The finished-batch testing scope should be defined according to the product, applicable standard, buyer requirement and destination market.

For general COA review, see the Certificate of Analysis Buyer Guide.

Aile Herb’s broader QA and testing framework is described under Quality Control Process and In-House Laboratory.

What a Processed-Herb COA Should Show

A processed Chinese herbal slice COA should identify the finished commercial item and the tests agreed for that batch.

Field GroupTypical FieldsWhen Relevant
Identity and TraceabilityProduct name, Chinese name where relevant, botanical name, plant part, finished form, batch numberCore
Processing-SpecificRaw/processed status, named processing method, auxiliary-material declarationWhere processing is part of product identity
Common QualityAppearance, identification, moisture or loss on dryingCommon
Pharmacopoeia-DependentAsh, extractives, marker assay, fingerprintWhere required by the applicable monograph or specification
Market-Dependent SafetySulfur dioxide, pesticides, heavy metals, microbiology, mycotoxinsAccording to market and product requirements
Buyer-DefinedCut dimensions, broken pieces, fines and custom acceptance fieldsWhere commercially agreed
Method and Acceptance BasisTest method, applicable standard and acceptance criteriaRequired wherever results are reported

Not every Chinese herbal slice requires the same COA scope.

Acceptance criteria should identify the applicable standard, buyer specification and test method rather than relying on an unexplained “pass” result.

A processing declaration records the declared processing status. It does not replace finished-batch quality evidence.

Copyable Chinese Herbal Slice Specification Template

Use the following as a starting point for an RFQ or purchase order.

Complete the fields below according to the product, destination market and agreed purchase requirements.
Product name [Insert product name]
Chinese name / Pinyin [Insert where relevant]
Latin botanical name [Insert accepted botanical source]
Plant part [Root / Rhizome / Bark / Leaf / Fruit / Flower / Other]
Origin requirement [Insert requirement]
Product status [Raw / Cleaned / Cut / Processed]
Exact processing method [Insert where applicable]
Auxiliary material [None / Specify where applicable]
Finished form [Whole / Slice / Segment / Powder / Other]
Cut style [Insert required style]
Dimensions [Buyer-defined ranges]
Broken pieces [Maximum agreed percentage]
Dust and fines [Maximum agreed percentage]
Foreign matter [Applicable requirement]
Appearance [Approved description or reference sample]
Moisture [Applicable pharmacopoeial or buyer-defined requirement]
Sulfur requirement [Required scope or agreed limit where applicable]
Packaging [Material, liner, unit weight and outer packaging]
Label requirements [Product name, batch number, origin or other agreed fields]
Storage [Required conditions]
Finished-batch COA scope [Required tests and methods]
Destination market [Country / Market]
Approved sample reference [Sample ID / Date / Image reference]
Other required documents [COA / Origin declaration / Processing declaration / Third-party report / Other]

The final specification should be confirmed before bulk production or shipment, particularly where cut size, processing status or appearance is customized.

Common Raw-vs-Processed Purchasing Mistakes

Procurement IssueWhat Can Go Wrong
Ordering by herb name without defining product stateRaw, cleaned, cut or processed material may be interpreted differently
Writing only “processed”The actual processing method remains undefined
Treating raw, whole, sliced and powdered forms as interchangeablePacking, sampling and downstream processing may not match buyer needs
Using supplier grades without measurable criteriaNo objective basis for acceptance
Using colour alone to define processing or qualitySubjective disputes and incorrect conclusions
Accepting a raw-material COA as the finished-batch COAReport may not describe the supplied commercial item
COA does not identify finished form or processing statusDocument may relate to a different product state
Approved sample is not linked to the production specificationSample-to-bulk comparison becomes unclear
Origin is claimed without traceabilityDocumentation may not support the commercial origin claim
One test scope is used for every destination marketRequired tests or acceptance criteria may not match the actual market

These issues usually require clarification or better documentation. They are not, by themselves, evidence of supplier misconduct.

Frequently Asked Questions

Is a Chinese herbal decoction piece always sliced?

No. Depending on the product and applicable specification, a decoction piece may be supplied as slices, sections, segments or another finished form. “Chinese herbal slices” is useful buyer-facing terminology, but the exact physical form should still be written into the purchase specification.

Does “raw herb” mean completely unprocessed material?

Not necessarily. Raw or sheng generally distinguishes the material from a specially processed form. It may still have been dried, cleaned or cut. Buyers should specify cleaning, cutting and finished form separately instead of assuming these from the word “raw.”

Can one botanical material have both raw and processed purchase specifications?

Yes. The botanical source and plant part may remain the same while the processing status, finished form, dimensions and batch documentation differ. Raw and processed versions should therefore be treated as separate commercial specifications where those differences affect the order.

What processing information should appear on a purchase specification or COA?

Where processing is part of the product identity, identify the raw or processed status, named processing method, auxiliary material where applicable, finished form and batch number. The purchase specification should define the requirement, while the finished-batch COA or supporting documentation should match the material supplied.

Can a raw-material test report be used for the finished processed batch?

A raw-material report can support incoming-material history, but it should not automatically be treated as the finished-batch COA. The finished-batch testing scope should be agreed according to the product, processing status, applicable standard and destination-market requirements.

How should importers write Sheng and Zhi product names in a purchase order?

Use the Chinese or pinyin term only as supporting identification. Also state the buyer-facing status in English. For a processed product, name the actual processing method, auxiliary material where relevant, finished form and required batch documentation instead of writing only Zhi or “processed.”

Send Your Chinese Herbal Slice Specification

For a specific order, provide:

  • Botanical name
  • Plant part
  • Raw or processed status
  • Processing method
  • Finished form
  • Cut dimensions
  • Order quantity
  • Destination market
  • Testing scope
  • Packaging requirements
  • Required documents

Discuss Your Specification

Product form, processing scope, testing and documentation should be confirmed according to the specific order and destination market.